-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFX9e8ZkC7UGy324VgmcOHaCYDiO7Xz8WhM/80o428noaYFcmVZILwHuArZsX2RY xwf44x/TJ8+MqqNXmYaZtg== 0001193125-03-021962.txt : 20030722 0001193125-03-021962.hdr.sgml : 20030722 20030722102036 ACCESSION NUMBER: 0001193125-03-021962 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030722 GROUP MEMBERS: C/S INTERNATIONAL PARTNERS GROUP MEMBERS: CARLYLE INTERNATIONAL PARTNERS II, L.C. GROUP MEMBERS: CARLYLE INTERNATIONAL PARTNERS III, L.C. GROUP MEMBERS: CARLYLE INVESTMENT GROUP, L.P. GROUP MEMBERS: CARLYLE INVESTMENT MANAGEMENT, L.L.C. GROUP MEMBERS: CARLYLE PARTNERS II, L.P. GROUP MEMBERS: CARLYLE SBC PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP INTERNATIONAL PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP INTERNATIONAL PARTNERS, L.P. GROUP MEMBERS: CARLYLE-UDLP PARTNERS II, L.P. GROUP MEMBERS: CARLYLE-UDLP PARTNERS, L.P. GROUP MEMBERS: DBD INVESTORS IV, L.L.C. GROUP MEMBERS: IRON HORSE INVESTORS, L.L.C. GROUP MEMBERS: STATE BOARD OF ADMINISTRATION OF FLORIDA GROUP MEMBERS: TC GROUP II, L.L.C. GROUP MEMBERS: TCG HOLDINGS, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED DEFENSE INDUSTRIES INC CENTRAL INDEX KEY: 0001051719 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 522059782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78040 FILM NUMBER: 03795624 BUSINESS ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 BUSINESS PHONE: 7033126100 MAIL ADDRESS: STREET 1: 1525 WILSON BLVD STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209-2411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARNHOLD & S BLEICHROEDER ADVISERS INC CENTRAL INDEX KEY: 0001173654 IRS NUMBER: 134959915 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105-4300 BUSINESS PHONE: 2126983245 MAIL ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105-4300 SC 13G/A 1 dsc13ga.txt AMENDMENT #2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2) United Defense Industries, Inc. ------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------ (Title and Class of Securities) 91018B104 -------------- (CUSIP Number) Check the following box if a fee is being paid with statement [_]. (A fee is not required if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent of less of such class.) (See Rule 13d-7). - -------------------------------------------------------------------------------- The information on the remainder of this page shall not be deemed to be "filed" for the purpose of Section18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip 91018B104 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSONS Arnhold and S. Bleichroeder Advisers, LLC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) **__ (b) ___ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of New York - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY -------------------------------------------------------------- EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 2,741,300 -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,741,300 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,741,300 - -------------------------------------------------------------------------------- 10 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.29% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILING Cusip 91018B104 Schedule 13 G (Cont.) Item 1(a)- Name of Issuer: United Defense Industries, Inc. Item 1(b)- Address of Issuer's Principal Executive Offices: 1525 Wilson Boulevard Suite 700 Arlington, VA 22209-2411 Item 2(a)- Name of Person Filing: Arnhold and S. Bleichroeder Advisers, LLC. Item 2(b)- Address of Principal Business Office: 1345 Ave of Americas New York, NY 10105 Item 2(c)- Citizenship: New York, NY, USA (Place of Incorporation) Item 2(d)- Title of Class of Securities: Common Stock Item 2(e)- Cusip Number: 91018B104 Item 3 - This statement is being filed pursuant to Rule 13d-1(b). The person filing is a: (e)-Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4(a) - 2,741,300 Item 4(b) - 5.29% Item 4(c)- Number of Shares to which A & SB has: (i)- sole power to vote or to direct the vote: -0- (ii)- shared power to vote or to direct the vote: 2,741,300 (iii)- sole power to dispose or to direct the disposition of: -0- (iv)- shared power to dispose or to direct the disposition of: 2,741,300 Item 5 - Ownership of Five Percent or Less of a Class: N/A Item 6 - Ownership of More than Five percent on Behalf of Another Person: N/A Cusip 91018B104 Schedule G (Cont.) Item 7-Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8-Identification and Classification of Members of the Group: Arnhold and S. Bleichroeder Advisers, LLC. Item 9-Notice of Dissolution of Group: Not Applicable Item 10 - Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 22, 2003 ARNHOLD AND S. BLEICHROEDER ADVISERS, INC. By: --------------------------------- /S/ Robert Bruno Senior Vice President, Compliance -----END PRIVACY-ENHANCED MESSAGE-----